NAME

Question types


Start with


Question limit

of 29 available terms

Advertisement Upgrade to remove ads
Print test

5 Written questions

5 Matching questions

  1. 5C
  2. 3A
  3. 5B
  4. 7B
  5. 5A
  1. a Loyalty Prudence and Care
  2. b Diligence and Reasonable Basis
  3. c Communication with Clients and Prospective Clients
  4. d Reference to CFA institute, designation, program
  5. e Record Retention

5 Multiple choice questions

  1. Suitability
  2. Independence & O(B)jectivity
  3. Material Nonpublic Information
  4. Disclosure of Conflicts
  5. Duties to Client

5 True/False questions

  1. 4CResponsibility of Supervisor

          

  2. VIIReponsibilities as CFA Insittutes Member or CFA Candidate

          

  3. 3BPreservation of Confidentiality

          

  4. 3DPerformance Presentation

          

  5. IDuties to Employer

          

Create Set