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5 Written questions

5 Matching questions

  1. Basic Organization of a Will
  2. Treasury bills
  3. Gifts
  4. Interest rates and bond values
  5. Why invest in mutual funds?
  1. a Benefit the small investor diversification and reduced risk. Level the playing field between corporations and the individual investor
  2. b Up to 13,000 per year tax free
  3. c introductory statement
    payment of debt and taxes clause
    disposition of property clause
    appointment clause
    common disaster clause
    attestation and witness clause
  4. d mature in 3, 6, or 12 months
  5. e are inversely related in the secondary market

5 Multiple choice questions

  1. you make the issuer buy back bond (when % rate increases); reverse of call
  2. only your employer pays toward your retirement
  3. Blue-Chip stocks
    Growth stocks
    Income stocks
    Speculative stocks
    Cyclical stocks
    Defensive stocks
    Large-caps, mid-caps, and small caps
  4. common shareholders can claim their assets only after debtors and preferred stock holders have been paid. This includes bond holders.
  5. the amount returned to the holder at maturity

5 True/False questions

  1. repurchase pricethe price at which open-ended schemes repurchase their units and close-ended schemes redeem their units on maturity. Such prices are NAV related


  2. Simplified Employee Pension Plan (SEP-IRA)profit sharing plans
    money-purchase plans
    thrift and savings plans
    employee stock ownership plan


  3. sales loadcharge collected by a scheme when it sells the units. Also called "front-end" load. Scheme that do not charge a load are called "no-load" schemes


  4. Real Estate Investment Trustshave a limited number of shares
    sell only the initial offering. subsequent trades are done in a secondary market, similar to the common stock market.
    purchase and selling price is determined by supply and demand


  5. Mutual Fundspool money from investors to buy stocks, bonds, and other investments


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