NAME: ________________________

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5 Written Questions

5 Matching Questions

  1. Primary Markets
  2. Auction Market
  3. Asked Price
  4. Market-Maker
  5. NASDAQ
  1. a Those markets in which stocks are offered for sale the first time
  2. b The price that sellers are willing to accept for a particular stock at a given time
  3. c An electronic marketplace where buyers and sellers get together via computer and hundreds of thousands of miles of high-speed data lines
  4. d Type of market found in organized stock exchanges
  5. e A stock trader who agrees to buy and sell, or "make a market" in a company's stock

5 Multiple Choice Questions

  1. The fee a broker and/or stockbroker collects for helping people buy and sell a stock
  2. Stocks that have been approved and listed for trading by one of the organized stock exchanges or markets.
  3. A member of a brokerage house who completes a customer's buy or sell order on the floor of a stock exchange
  4. New York Stock Exchange, which is one of the most organized stock markets in NYC
  5. The price that buyers are willing to pay for a particular stock at a given time

5 True/False Questions

  1. BrokerThe process through which buyers and sellers exchange with one another

          

  2. Secondary MarketsThose markets in which stocks are offered for sale the first time

          

  3. ClerkA member of a brokerage house who transfers orders and information between stockbrokers in an office and floor brokers at a stock exchange

          

  4. SpecialistsA broker on an exchange who trades in certain stocks at a specific location (post) on the trading floor

          

  5. Limit OrderAn order to buy and sell a stock at a certain (or better) price.

          

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