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Regulation- Series 7
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Exempted issuers are defined under the:
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-Securities Act of 1933
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Terms in this set (331)
Exempted issuers are defined under the:
-Securities Act of 1933
Which of the following securities are exempt from the registration provisions of the Securities Act of 1933?
-U.S. Government issues
-U.S. Government agency issues
-General Obligation Bonds
-Industrial Revenue Bonds
U.S. Government agency securities:
-are exempt securities under the Securities Act of 1933
Banker's Acceptances are:
-money market instruments exempt from the Securities Act of 1933
Which statement is TRUE regarding Banker's Acceptances?
-Banker's Acceptances may be sold without a prospectus
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