NAME

Question types


Start with


Question limit

of 29 available terms

Advertisement Upgrade to remove ads
Print test

5 Written questions

5 Matching questions

  1. 7A
  2. 6C
  3. 6A
  4. 1A
  5. IV
  1. a Duties to Employer
  2. b Conduct as Members and Candidates in CFA program
  3. c Referral Fees
  4. d Knowledge of the L(A)w
  5. e Disclosure of Conflicts

5 Multiple choice questions

  1. Suitability
  2. Duties to Client
  3. Conflicts of Interest
  4. Additional Compensation Arrangement (外快)
  5. Market Manipulation

5 True/False questions

  1. 1CMisrepresentation

          

  2. 5CRecord Retention

          

  3. 1BMarket Manipulation

          

  4. 3BFair Dealing

          

  5. 4CMisrepresentation