NAME

Question types


Start with


Question limit

of 29 available terms

Advertisement Upgrade to remove ads
Print test

5 Written questions

5 Matching questions

  1. 1D
  2. 2B
  3. 5C
  4. II
  5. VII
  1. a Market Manipulation
  2. b Miscon(D)uct
  3. c Reponsibilities as CFA Insittutes Member or CFA Candidate
  4. d Integrity of Capital Market
  5. e Record Retention

5 Multiple choice questions

  1. Independence & O(B)jectivity
  2. Preservation of Confidentiality
  3. Reference to CFA institute, designation, program
  4. Loyalty Prudence and Care
  5. Performance Presentation

5 True/False questions

  1. 5ADiligence and Reasonable Basis

          

  2. 1AMisrepresentation

          

  3. 7AMaterial Nonpublic Information

          

  4. VIProfessionalism

          

  5. IIIIntegrity of Capital Market