NAME

Question types


Start with


Question limit

of 29 available terms

Advertisement Upgrade to remove ads
Print test

5 Written questions

5 Matching questions

  1. 6C
  2. 1B
  3. 5C
  4. 3C
  5. 1D
  1. a Referral Fees
  2. b Miscon(D)uct
  3. c Independence & O(B)jectivity
  4. d Record Retention
  5. e Suitability

5 Multiple choice questions

  1. Market Manipulation
  2. Conduct as Members and Candidates in CFA program
  3. Misrepresentation
  4. Responsibility of Supervisor
  5. Performance Presentation

5 True/False questions

  1. IIConflicts of Interest

          

  2. 4BAdditional Compensation Arrangement (外快)

          

  3. IVDuties to Employer

          

  4. IProfessionalism

          

  5. 3BPreservation of Confidentiality

          

Create Set