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Review from CFAI Mock #2
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Ethical principles include
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honesty, fairness or justice, diligence, and respect for the rights of others
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Created by
Jacob_Krause21
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Terms in this set (57)
Ethical principles include
honesty, fairness or justice, diligence, and respect for the rights of others
Do I need to update a clients IPS before making trades that go against the IPS even if the client requests the trades
yes
Should I issue a new report if i disagree with my teams work?
No, violation of Standard IV(A)
Earnings estimates are facts and must be clearly identified as such (T/F)
F, they are opinions
Can i say "completed the CFA course" if I had just passed level III exam but do not have my charter yet
no