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5 Written questions

5 Matching questions

  1. Price
  2. Floor Broker
  3. Specialists
  4. Broker
  5. Limit Order
  1. a A broker on an exchange who trades in certain stocks at a specific location (post) on the trading floor
  2. b An order to buy and sell a stock at a certain (or better) price.
  3. c A member of a brokerage house who completes a customer's buy or sell order on the floor of a stock exchange
  4. d An individual or business that specializes in bringing together buyers and sellers of stocks
  5. e An amount agreed on between a buyer and a seller to exchange a stock certificate

5 Multiple choice questions

  1. The time and money buyers and sellers spend to find one another and arrange trades
  2. The fee a broker and/or stockbroker collects for helping people buy and sell a stock
  3. The highest price by a buyer and the lowest price asked by a seller for a stock at a given time
  4. The process through which buyers and sellers exchange with one another
  5. Those markets in which stocks can be bought and sold once they are approved for public sale

5 True/False questions

  1. Asked PriceThe price that buyers are willing to pay for a particular stock at a given time


  2. Over the Counter MarketAnother name for the OTC market


  3. AMEXA member of a brokerage house who transfers orders and information between stockbrokers in an office and floor brokers at a stock exchange


  4. Primary MarketsThose markets in which stocks are offered for sale the first time


  5. NYSENew York Stock Exchange, which is one of the most organized stock markets in NYC