What was the primary reason for the establishment of the 1933 Securities Act and the 1934 Securities Exchange Act? What power does the Securities and Exchange Commission (SEC) have?

What does the Securities Exchange Act of 1934 cover?

Create a brochure for teen athletes about eating smart for sports. Include information about sports nutrition myths.

What is the Securities Exchange Act of 1934?

a. Regulates the public trading of previously issued securities through brokers and exchanges.
b. Prohibits blue sky laws.
c. Regulates the initial offering of securities by a company.
d. Requires the registration of investment advisers.

Which of the following reports is filed annually with the SEC?

a. Form 10-Q

b. Form 10-K

c. Form 8-K

d. Press release

What does the securities and exchange commission do?

What powers were given to SEC under the securities exchange act of 1934?

What prompted Congress to pass the Securities Act of 1933 and the Securities Exchange Act of 1934? What is the purpose of these laws?

The difference between Regulation S-K and Regulation S-X is

a. Regulation S-K establishes reporting requirements for companies in their initial issuance of securities, whereas Regulation S-X is directed toward the subsequent issuance of securities.
b. Regulation S-K establishes reporting requirements for companies smaller than a certain size, whereas Regulation S-X is directed toward companies larger than that size.
c. Regulation S-K establishes regulations for nonfinancial information filed with the SEC, whereas Regulation S-X prescribes the form and content of financial statements included in SEC filings.
d. Regulation S-K establishes reporting requirements for publicly held companies, whereas Regulation S-X is directed toward private companies.

As a result of a number of events that caused Congress to doubt the ability of the accounting profession to regulate itself, a number of reforms were made to the accounting profession's system of self-regulation.

a. Provide a brief overview of the legislation that altered the self-regulation process of the accounting profession.

b. Explain the regulation process for accounting firms that audit public companies.

c. Explain the regulation process for accounting firms that do not audit public companies.

What is the purpose of Regulation S-K?

a. Defines generally accepted accounting principles in the United States
b. Establishes required disclosure of nonfinancial information with the SEC
c. Establishes required financial disclosures with the SEC
d. Indicates which companies should file with the SEC on an annual basis

What is the difference in orbital velocity between the two coorbital satellites if the semimajor axes of their orbits are 151,400 km and 151,500 km? The mass of Saturn is $5.7 \times 10^{26}$ kg.

Prove that if $\alpha : S \to T$, $\beta : T\to U$, $\gamma : T \to U$, $\alpha$ is onto, and $\beta\circ\alpha = \gamma\circ\alpha$, then $\beta = \gamma$.

Show $e x \leq e^{x}$ for all $x \in \mathbb{R}$.